HOW TO AUDIT SUBSEQUENT EVENTS: ACCA AAA syllabus area E // Audit procedures for subsequent events


Summary

The video explains the crucial role of auditors in assessing subsequent events that occur after a client's financial statement year-end. It differentiates between adjusting and non-adjusting events, using examples like equity financing and mergers. Auditors follow practical procedures like management inquiries and internet searches to identify these events, relying on professional judgment to decide if adjustments or disclosures are needed in financial statements. The implications of subsequent events on the auditor's report, such as qualifications and disclosure requirements, are also discussed.


Auditor's Responsibility for Subsequent Events

Explaining the responsibility of auditors for subsequent events that occur after the year end of a client's financial statements.

Examples of Subsequent Events

Providing examples of subsequent events such as equity financing, business segment closures, and mergers and acquisitions.

Adjusting vs. Non-Adjusting Events

Discussing the difference between adjusting and non-adjusting events, and when auditors need to adjust financial statements based on subsequent events.

Identifying Subsequent Events

Explaining practical procedures to identify subsequent events including inquiries with management, reviewing board minutes, and conducting internet searches.

Evaluation of Subsequent Events

Detailing the evaluation process for subsequent events, requiring professional judgment to determine if adjustments or disclosures are necessary in financial statements.

Impact on Auditor's Report

Discussing the implications of subsequent events on the auditor's report, including qualifications, emphasis of matter paragraphs, and disclosure requirements.

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